Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Hayes is a financial advisor with over 30 years of experience in the industry. William is currently registered with C. L. King & Associates, Inc. in Albany, NY. Prior to joining C. L. King & Associates, Inc., William worked at KeyBanc Capital Markets Inc., CIBC World Markets Corp., and Dean Witter Reynolds Inc. William holds the Series 7, 24, 52, 53, and 63 securities licenses. William is licensed to provide financial advice in Colorado, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/04/2008 - Present
C. L. King & Associates, Inc. (ALBANY NY)
NY
03/01/2006 - 03/18/2008
KEYBANC CAPITAL MARKETS INC. (NEW YORK NY)
NY
07/08/1995 - 10/20/2005
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
12/16/1986 - 02/16/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 02/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2012
Series 24 - General Securities Principal Examination
BC
Issued 08/17/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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