Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Douglas Twombly is a financial advisor with over 20 years of experience in the industry. William is currently registered with Robert W. Baird & Co. Inc. and is licensed in 14 states. William has held previous positions at FHN FINANCIAL SECURITIES CORP., MESIROW FINANCIAL, INC., LOOP CAPITAL MARKETS LLC, RAYMOND JAMES & ASSOCIATES, INC., BARCLAYS CAPITAL INC., LEHMAN BROTHERS INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and STATE STREET BROKERAGE SERVICES, INC.. William is also a Series 66, Series 63, Series 52TO, SIE, Series 7, and Series 52 license holder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CT
07/01/2022 - Present
Robert W. Baird & Co. Inc. (STAMFORD CT)
CT
09/27/2016 - 06/21/2022
FHN FINANCIAL SECURITIES CORP. (Darien CT)
NY
09/16/2013 - 09/30/2016
MESIROW FINANCIAL, INC. (NEW YORK NY)
NY
06/12/2012 - 09/04/2013
LOOP CAPITAL MARKETS LLC (NEW YORK NY)
NY
04/07/2011 - 06/07/2012
RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)
NY
09/22/2008 - 02/02/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
06/19/2006 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/02/1999 - 05/10/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
03/19/1999 - 06/07/1999
STATE STREET BROKERAGE SERVICES, INC. (BOSTON MA)
BOTH
Issued 09/04/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/20/1993
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure William Twombly is the right advisor for you? Invested Better is here to help.
