linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

William Douglas Kirkpatrick

Pruco Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you William? Claim Your Profile

About William Douglas Kirkpatrick

William Douglas Kirkpatrick is a financial professional with over 40 years of experience in the industry. William is currently registered with Pruco Securities, LLC, a firm with a long history of serving clients in the United States. William is also registered as an Investment Advisor Representative (IAR) in Iowa, a state where he has been active in the industry since 1981. William has a wide range of experience working with clients, including individuals, corporations, and trusts. He also specializes in investment management and financial planning. William is committed to providing personalized service to help clients reach their financial goals.

Firm Information

William Kirkpatrick is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Compensation from lpl enterprise, llc

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

William Kirkpatrick’s Registration & Firm History

IA

01/01/1999 - Present

Pruco Securities, LLC (CEDAR RAPIDS IA)

NJ

11/26/1981 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

Not sure if William Douglas Kirkpatrick is right for you?

Licenses & Designations

IA

Issued 08/05/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/14/1998

Series 7 - General Securities Representative Examination

BC

Issued 11/23/1981

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Douglas Kirkpatrick.
Not sure if William Douglas Kirkpatrick is right for you?