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William Douglas Holm

Charles Schwab & CO., Inc.

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About William Douglas Holm

William Holm is a registered investment advisor representative for Charles Schwab & Co., Inc. William has been in the securities industry since 2002. William Holm has passed the Series 3, Series 7, Series 55, Series 63 and Series 66 exams. William Holm holds a Series 63 and Series 66 license and is registered with the state of Texas. William Holm works out of the Austin, Texas office of Charles Schwab & Co., Inc. William also has a branch office location in Richfield, Ohio.

Firm Information

William Holm is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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William Holm’s Registration & Firm History

TX

06/21/2012 - Present

Charles Schwab & CO., Inc. (Austin TX)

TX

08/17/2007 - 05/12/2008

CHARLES SCHWAB & CO., INC. (AUSTIN TX)

TX

11/10/2005 - 12/07/2007

CYBERTRADER, INC. (AUSTIN TX)

TX

08/23/2002 - 10/06/2004

ZONE TRADING PARTNERS, LLC (AUSTIN TX)

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Licenses & Designations

BOTH

Issued 06/19/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/29/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/30/2011

Series 7 - General Securities Representative Examination

BC

Issued 09/01/2006

Series 3 - National Commodity Futures Examination

BC

Issued 09/10/2002

Series 55 - Limited Representative-Equity Trader Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for William Douglas Holm.
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