Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Douglas is an investment advisor representative at Northwestern Mutual Investment Services, LLC. William has been in the financial services industry since 2014, and has a strong track record of providing personalized financial planning services to individuals and families. William earned a Series 66 license in 2015, and he also holds a Series 7 license. William is committed to helping his clients achieve their financial goals, and he takes pride in building long-term relationships with them. William Douglas is also registered as an investment advisor representative with the state of Louisiana. He is affiliated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Capital One Investing, LLC, and Valic Financial Advisors, Inc. William Douglas has prior experience with various financial institutions, including Northwestern Mutual Wealth Management Company, Northwestern Mutual Life Insurance Company, KING FILASEK LLC, and Jeffery King.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
LA
02/25/2021 - Present
Northwestern Mutual Investment Services, LLC (Baton Rouge LA)
LA
05/31/2017 - 01/19/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BATON ROUGE LA)
LA
03/09/2016 - 09/21/2016
CAPITAL ONE INVESTING, LLC (Baton Rouge LA)
LA
08/19/2014 - 02/12/2016
VALIC FINANCIAL ADVISORS, INC. (BATON ROUGE LA)
BOTH
Issued 06/26/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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