Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Root is a financial advisor with over 15 years of experience in the financial services industry. William is currently registered with MML Investors Services, LLC and has offices in Newtown Square, PA. Prior to joining MML Investors Services, LLC, William worked with MSI Financial Services, Inc., New England Securities, T. Rowe Price Investment Services, Inc., and Vanguard Marketing Corporation. William has experience providing financial planning, investment management, and other financial services to individuals, families, and businesses. William is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
PA
05/30/2017 - Present
MML Investors Services, LLC (NEWTOWN SQUARE PA)
PA
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (NEWTOWN SQUARE PA)
PA
10/04/2007 - 01/02/2015
NEW ENGLAND SECURITIES (NEWTOWN SQUARE PA)
MD
08/03/2006 - 08/30/2007
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
PA
08/03/2005 - 07/24/2006
VANGUARD MARKETING CORPORATION (MALVERN PA)
BOTH
Issued 03/23/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/10/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2006
Series 7 - General Securities Representative Examination
BC
Issued 08/02/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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