Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Donald Radtke has been active in the financial services industry since December 10, 2000. William is currently registered with UBS Financial Services Inc. and is actively registered in California and Nevada. William has a diverse range of licenses and registrations, including Series 6, 7, 31, 63 and 66. William has experience in various areas of financial services, including investment advisory services, portfolio management, and financial planning. Before working with UBS, William worked with Salomon Smith Barney Inc. and McLaughlin, Piven, Vogel Securities, Inc. William is committed to providing clients with the highest level of service and personalized attention.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
09/02/2003 - Present
UBS Financial Services Inc. (SAN FRANCISCO CA)
NY
02/27/1998 - 01/10/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
10/29/1997 - 01/05/1998
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 12/27/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 12/20/2002
Series 7 - General Securities Representative Examination
BC
Issued 10/28/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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