Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Dunstan is a financial professional with over 35 years of experience in the financial services industry. William has a strong background in securities and investment advisory services, William has a current registration with B. Riley Wealth Advisors, Inc. William holds a Series 6, 7 and 63 license and the Series SIE exam. In addition to his Series licenses, William holds the Chartered Financial Consultant designation. William has worked with a variety of clients throughout his career, including individuals, families, businesses, and retirement plans. William is committed to providing personalized financial advice and helping his clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/23/2021 - Present
B. Riley Wealth Advisors, Inc. (POUGHKEEPSIE NY)
NY
11/22/2013 - 07/22/2022
NATIONAL SECURITIES CORPORATION (POUGHKEEPSIE NY)
NY
05/12/1992 - 11/22/2013
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
CT
06/20/1991 - 02/11/1992
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
NA
03/08/1988 - 02/21/1991
PRUCO SECURITIES CORPORATION
NJ
03/11/1987 - 02/21/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NA
09/04/1987 - 02/27/1988
AETNA LIFE INSURANCE AND ANNUITY COMPANY
BC
Issued 12/17/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1993
Series 7 - General Securities Representative Examination
BC
Issued 03/10/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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