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William Dolan

BGC Financial, LP

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About William Dolan

William Dolan is a registered representative of BGC Financial, LP. William Dolan is licensed in New York. William Dolan's registrations became effective on December 18, 2019. William Dolan has passed the Series 63, Series 7TO and SIE exams.

Firm Information

William Dolan is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Dolan’s Registration & Firm History

NY

12/03/2019 - Present

BGC Financial, LP (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/18/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/03/2019

Series 7TO - General Securities Representative Examination

BC

Issued 06/27/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for William Dolan.
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