Unclaimed
William Dolan is a securities professional with over 30 years of experience in the financial services industry. William Dolan has a strong track record of success in the securities industry, having worked at a number of prominent firms, including BNP Paribas Securities Corp, Scotia Capital (USA) Inc., BTIG, LLC, Banc of America Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., and Salomon Brothers Inc. Currently, William Dolan is registered with BCP Securities, Inc. William Dolan holds the Series 7, Series 24, Series 63 and SIE licenses and is registered to conduct business in California, Connecticut, Delaware, Florida, New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/26/2023 - Present
BCP Securities, Inc. (GREENWICH CT)
NY
02/13/2019 - 11/08/2022
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
01/20/2011 - 02/05/2019
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
NY
09/08/2009 - 12/02/2010
BTIG, LLC (NEW YORK NY)
NY
05/15/2009 - 09/01/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
09/24/2004 - 05/26/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/01/1998 - 08/02/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/13/1991 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 11/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure William Dolan is the right advisor for you? Invested Better is here to help.