Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Doherty Tafel is a financial advisor with over 40 years of experience in the industry. William has been registered with Wells Fargo Clearing Services, LLC since 2009 and is also registered in Kentucky, Florida, and Texas. William is committed to providing his clients with personalized financial advice and investment strategies. He has extensive experience working with individuals, families, and businesses in a variety of financial situations. William holds Series 7 and Series 63 licenses as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
03/26/2024 - Present
Wells Fargo Clearing Services, LLC (LOUISVILLE KY)
NY
04/14/1986 - 11/23/1999
J.C. BRADFORD & CO. (NEW YORK NY)
NA
10/10/1984 - 04/24/1986
STIFEL, NICOLAUS & COMPANY, INCORPORATED
NA
09/26/1980 - 10/18/1984
BLACKBURN-SANFORD INCORPORATED
BC
Issued 09/30/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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