Unclaimed
William Dickerman Vogel is a financial advisor with over 15 years of experience in the industry. William has a Series 7, Series 24, Series 63, Series 86 and Series 87 license and is registered with Butler Capital Partners and is also registered in Florida, Massachusetts and New York. William has held previous roles at Oxford Capital, LLC, Merlin Securities, LLC, C3 Capital, LLC, NationsBanc Montgomery Securities LLC, Montgomery Securities, Dillon, Read & Co. Inc. and NatWest Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/19/2018 - Present
Butler Capital Partners (OLD WESTBURY NY)
NY
08/11/2014 - 01/03/2018
OXFORD CAPITAL, LLC (NEW YORK NY)
NY
07/20/2010 - 02/13/2012
MERLIN SECURITIES, LLC (NEW YORK NY)
NY
07/29/2009 - 08/13/2010
C3 CAPITAL, LLC (NEW YORK NY)
NY
10/01/1997 - 10/26/1998
NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)
CA
03/24/1997 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
CT
03/13/1996 - 03/31/1997
DILLON, READ & CO. INC. (STAMFORD CT)
NY
10/31/1995 - 03/11/1996
NATWEST SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 08/01/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2014
Series 7 - General Securities Representative Examination
BC
Issued 08/25/2010
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/06/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
Active
Inactive
F
FINRA
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