Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Dexter Stoner is an investment advisor with UBS Financial Services Inc., working in the financial industry since June 8, 1971. William has been registered with UBS Financial Services Inc. since November 2015. Prior to UBS, William was registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED from March 30, 1988 until November 17, 2015. William has Series 63, 65, 7TO, and SIE licenses and has earned the Series 1, 5, and PC licenses in the past. William is currently licensed to provide financial advice in Colorado, Florida, Illinois, Indiana, Kansas, Minnesota, Missouri, Nevada, North Carolina, Ohio, Texas, Vermont, Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
02/24/2022 - Present
UBS Financial Services Inc. (CHESTERFIELD MO)
MO
03/30/1988 - 11/17/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LADUE MO)
NA
04/11/1988 - 04/21/1988
SHEARSON LEHMAN HUTTON INC.
NA
01/02/1980 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
09/16/1977 - 01/26/1980
BACHE HALSEY STUART SHIELDS INCORPORATED
NA
08/27/1976 - 09/16/1977
BACHE HALSEY STUART INC.
NA
06/09/1971 - 08/27/1976
HALSEY, STUART & CO., INC.
IA
Issued 01/20/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1981
Series 5 - Interest Rate Options Examination
BC
Issued 02/15/1980
PC - AMEX Put and Call Exam
BC
Issued 09/22/1973
Series 000 - General Securities Principal Examination
BC
Issued 06/04/1971
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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