Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Newby is a financial advisor with Cambridge Investment Research Advisors, Inc. William has been in the industry since 2000 and has experience with both investment advisory and brokerage services. William is licensed in multiple states and holds Series 7, 63, and 66 licenses. William has worked with a variety of clients including individuals, high net worth individuals, charitable organizations, and pension and profit-sharing plans. William also has experience with SunTrust Investment Services, Inc. and Argent Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
GA
01/31/2018 - Present
Cambridge Investment Research Advisors, Inc. (Rome GA)
GA
04/04/2001 - 01/12/2018
SUNTRUST INVESTMENT SERVICES, INC. (CARTERSVILLE GA)
FL
09/20/1996 - 05/08/1997
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
GA
06/28/1996 - 08/08/1996
ARGENT SECURITIES, INC. (ATLANTA GA)
BOTH
Issued 01/05/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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