Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Deveraux Ward has been in the financial industry since February 18, 1989. William is currently registered with Cetera Investment Advisers LLC. Previously, William was with First Allied Securities, Inc., First Montauk Securities Corp., Wachovia Securities, LLC, First Albany Corporation, Josephthal Lyon & Ross Incorporated, Josephthal & Co., Inc., W.J. Nolan & Company, Inc., and The Stuart-James Company, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
11/12/2020 - Present
Cetera Investment Advisers LLC (NORWALK CT)
CT
12/09/2008 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (NORWALK CT)
CT
05/27/2005 - 12/09/2008
FIRST MONTAUK SECURITIES CORP. (NORWALK CT)
MO
08/05/2000 - 05/31/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
03/18/1997 - 08/05/2000
FIRST ALBANY CORPORATION (NEW YORK NY)
NY
10/10/1991 - 02/19/1997
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NA
08/23/1990 - 10/23/1991
JOSEPHTHAL & CO., INC.
NY
01/24/1989 - 10/24/1990
W.J. NOLAN & COMPANY, INC. (NEW YORK NY)
NA
01/24/1989 - 02/14/1989
THE STUART-JAMES COMPANY, INCORPORATED
IA
Issued 1/30/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/8/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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