Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Detar Shaw is an investment advisor representative who has been in the industry since 1982. William is currently registered with B. Riley Wealth Advisors, Inc. and has previously worked for National Securities Corporation, UBS Financial Services Inc., Prudential Securities Incorporated, Puget Sound Securities, Inc. and Lehman Brothers Inc. William holds the following licenses: Series 3, Series 4, Series 7, Series 15, Series 24, Series 63, and Series 65. William specializes in providing financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals. William has a strong track record of success and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
12/18/2018 - Present
B. Riley Wealth Advisors, Inc. (SEATTLE WA)
WA
11/29/2018 - 07/22/2022
NATIONAL SECURITIES CORPORATION (SEATTLE WA)
WA
02/16/1995 - 12/14/2018
UBS FINANCIAL SERVICES INC. (SEATTLE WA)
NY
01/19/1993 - 03/01/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
WA
09/06/1990 - 01/19/1993
PUGET SOUND SECURITIES, INC. (SEATTLE WA)
NY
03/25/1982 - 09/26/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 08/20/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/07/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/1984
Series 24 - General Securities Principal Examination
BC
Issued 04/22/1982
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1986
Series 3 - National Commodity Futures Examination
BC
Issued 10/08/1986
Series 15 - Foreign Currency Options Examination
BC
Issued 03/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure William Shaw is the right advisor for you? Invested Better is here to help.
