Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Desmond Stafford is an active investment advisor representative associated with Raymond James & Associates, Inc. William Stafford has been in the financial industry for over 30 years. William Stafford has previously been registered with Truist Investment Services, Inc., BB&T Securities, LLC, Scott & Stringfellow, LLC, J.J.B Hilliard, W.L. Lyons, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and American Express Financial Advisors Inc. William Desmond Stafford has passed the Series 7, Series 63, Series 65 and SIE examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
04/29/2024 - Present
Raymond James & Associates, Inc. (Charlotte NC)
NC
02/17/2021 - 04/16/2024
TRUIST INVESTMENT SERVICES, INC. (CHARLOTTE NC)
VA
01/02/2013 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
NC
06/08/2012 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (CHARLOTTE NC)
NC
08/01/1997 - 06/18/2012
J.J.B HILLIARD, W.L. LYONS, LLC (CHARLOTTE NC)
NY
08/29/1991 - 08/06/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
05/23/1990 - 08/16/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/23/1990 - 08/16/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 06/14/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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