Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Toomey is an investment professional with over 28 years of experience in the financial services industry. William has a broad range of experience and holds several licenses and certifications. William is currently registered with Cambridge Investment Research Advisors, Inc. where he is a registered representative and investment advisor. Previously, William was also registered with Fred Alger & Company, LLC, BV Securities, LLC, Legg Mason Investor Services, LLC, and Invesco Distributors, Inc. William is dedicated to providing financial advice and services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
GA
01/19/2022 - Present
Cambridge Investment Research Advisors, Inc. (Atlanta GA)
NY
12/04/2020 - 01/05/2022
FRED ALGER & COMPANY, LLC (NEW YORK NY)
TX
08/17/2020 - 12/01/2020
BV SECURITIES, LLC (DALLAS TX)
CA
06/06/2011 - 08/18/2020
LEGG MASON INVESTOR SERVICES, LLC (SAN MATEO CA)
TX
05/31/1994 - 06/01/2011
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
IA
Issued 12/19/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2007
Series 7 - General Securities Representative Examination
BC
Issued 01/20/2006
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 05/27/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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