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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Dennis Smith is an investment advisor representative with Grove Point Advisors, LLC. William Dennis Smith is currently registered in Pennsylvania and has been in the industry for 34 years. William Dennis Smith is also a registered investment advisor representative in Pennsylvania and has been working in the industry since 2004. William Dennis Smith has worked at several other firms including Delta Equity Services Corporation and Investors Capital Corp.. William Dennis Smith has a Series 63, Series 65, Series 6, Series 62, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
04/01/2021 - Present
Grove Point Advisors, LLC (ROCKVILLE MD)
PA
09/24/2004 - 12/31/2006
DELTA EQUITY SERVICES CORPORATION (DUBOIS PA)
MA
10/10/1995 - 08/23/2004
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
NJ
04/24/1989 - 10/27/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
04/24/1989 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 01/08/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/21/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2001
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 04/21/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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