Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Dennis Filer is an active advisor with LPL Financial LLC in CHADDS FORD, PA. William has been in the industry since 2001 and is licensed in multiple states. William has held previous positions with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA INVESTMENT SERVICES, INC., IFMG SECURITIES, INC., WACHOVIA SECURITIES, LLC, MORGAN STANLEY DW INC., and A. G. EDWARDS & SONS, INC.. William is a Registered Representative and Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
09/23/2019 - Present
LPL Financial LLC (CHADDS FORD PA)
VA
10/23/2009 - 12/04/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MCLEAN VA)
VA
08/16/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (MCLEAN VA)
NY
07/16/2003 - 07/20/2004
IFMG SECURITIES, INC. (PURCHASE NY)
MO
09/17/2002 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
07/20/2001 - 04/03/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
03/19/2001 - 05/31/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 08/27/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 03/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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