Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Dennis Ferriel is a financial advisor with UBS Financial Services Inc. in Columbus, Ohio. William Ferriel has been working in the financial services industry since June 1993. He has experience with a wide range of financial products and services, including securities, investment advisory services, and insurance. William Ferriel holds several professional licenses and certifications, including Series 6, 7, 24, 63, and 65. He has also held previous positions with McDonald Investments Inc., Key Investments Inc., Bisys Fund Services Limited Partnership, Society Investor Services Corporation, and Cardinal Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
06/30/2008 - Present
UBS Financial Services Inc. (COLUMBUS OH)
FL
06/27/2000 - 02/15/2007
MCDONALD INVESTMENTS INC. (NAPLES FL)
OH
05/20/1996 - 09/11/1998
KEY INVESTMENTS INC. (CLEVELAND OH)
ME
05/25/1995 - 09/27/1995
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
NA
05/25/1989 - 07/25/1989
SOCIETY INVESTOR SERVICES CORPORATION
NA
10/26/1984 - 02/07/1989
CARDINAL SECURITIES CORPORATION
BC
Issued 04/10/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/10/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/1985
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/24/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure William Ferriel is the right advisor for you? Invested Better is here to help.
