Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Conti Jr. is an investment advisor representative with UBS Financial Services Inc., with over 40 years of experience in the financial services industry. William Conti Jr. has held previous positions with CITIGROUP GLOBAL MARKETS INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, PAINEWEBBER INCORPORATED, COWEN & CO., and FIRST JERSEY SECURITIES, INC.. William Conti Jr. is licensed to provide investment advice in multiple states including New York, New Jersey, North Carolina, and Texas. William Conti Jr. also holds Series 3, 7, 63 and 65 licenses and the SIE exam. William Conti Jr. is a registered representative of UBS Financial Services Inc. and an Investment Advisor Representative of UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
08/10/2009 - Present
UBS Financial Services Inc. (New York NY)
NY
01/24/2000 - 05/14/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/17/1994 - 02/01/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
06/01/1990 - 06/21/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/24/1986 - 06/08/1990
COWEN & CO. (NEW YORK NY)
NA
09/21/1983 - 04/25/1986
FIRST JERSEY SECURITIES, INC.
IA
Issued 01/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/1994
Series 3 - National Commodity Futures Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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