Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Grimes is a financial professional with over 35 years of experience in the industry. William has held positions at both Roosevelt & Cross, Inc. and R. W. Ellwood & Co., Inc.. William has a broad range of experience in the financial services industry with a focus on municipal securities. William is a licensed Series 27, 53, 54FN, 52TO, 99TO, SIE and 7, and is a registered representative in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/02/2010 - Present
Roosevelt & Cross, Inc. (NEW YORK NY)
NY
06/06/1990 - 03/30/2010
R. W. ELLWOOD & CO., INC. (NEW YORK NY)
NY
11/21/1986 - 05/25/1990
TITUS AND DONNELLY, INC. (NEW YORK NY)
BC
Issued 07/12/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 04/07/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/04/1986
Series 54FN - Municipal Securities Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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