Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Davis Simmons is a financial advisor with Credit Union Investment Services, located in Charlotte, North Carolina. William has been a financial advisor for over 20 years. He is a CERTIFIED FINANCIAL PLANNER™ professional. William has a strong track record of helping clients achieve their financial goals. He specializes in providing financial planning, portfolio management for individuals, and educational seminars. He is a registered representative with FINRA and the state of North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NC
10/10/2023 - Present
Credit Union Investment Services (Charlotte NC)
NC
08/09/2012 - 05/13/2022
SECU BROKERAGE SERVICES (CHARLOTTE NC)
BC
Issued 06/22/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2024
Series 24 - General Securities Principal Examination
BC
Issued 11/13/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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