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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Tester is a financial advisor in Minneapolis, MN. He is registered with Ameriprise Financial Services, LLC. Tester has been in the financial industry since 1996. Tester is a Series 66, Series 63, Series 4, Series 51, Series 24, SIE and Series 7 licensed representative and is able to provide a wide range of financial products and services including portfolio management, financial planning, pension consulting and more. Tester has a proven track record of success and a commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
01/01/2014 - Present
Ameriprise Financial Services, LLC (MINNEAPOLIS MN)
MN
01/03/2002 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
06/10/1998 - 01/03/2002
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (MINNEAPOLIS MN)
MN
03/02/1998 - 05/22/1998
GLOBAL FINANCIAL GROUP, INC. (MINNEAPOLIS MN)
FL
02/16/1996 - 03/30/1998
BARRON CHASE SECURITIES, INC. (BOCA RATON FL)
BOTH
Issued 12/31/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2009
Series 4 - Registered Options Principal Examination
BC
Issued 05/20/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/19/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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