Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam David Smith is a financial advisor with over 25 years of experience in the industry. William is registered in Kentucky and Texas as an Investment Advisor Representative. William is currently employed by RFG Advisory, LLC, a firm with a strong commitment to providing comprehensive financial planning and investment management services to a wide range of clients, including individuals, families, businesses, and retirement plans. Prior to joining RFG Advisory, LLC, William worked with Securities America, Inc. and Dalton Strategic Investment Services Inc.. William is dedicated to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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KY
11/02/2023 - Present
RFG Advisory, LLC (Williamstown KY)
KY
06/05/2014 - 01/30/2019
SECURITIES AMERICA, INC. (Williamstown KY)
KY
03/30/2007 - 07/01/2014
DALTON STRATEGIC INVESTMENT SERVICES INC. (WILLIAMSTOWN KY)
KY
10/31/2000 - 03/14/2007
DALTON STRATEGIC INVESTMENT SERVICES INC. (WILLIAMSTOWN KY)
TX
06/01/1998 - 11/01/2000
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
GA
06/19/1997 - 06/08/1998
FSC SECURITIES CORPORATION (ATLANTA GA)
TX
05/29/1997 - 06/20/1997
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
BOTH
Issued 02/03/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/28/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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