Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Robuck has been in the financial services industry since 2007. William is currently registered with Northwestern Mutual Investment Services, LLC and has previously been registered with Edward Jones, Pacific Select Distributors, Inc., L.M. Kohn & Company, CBIZ Financial Solutions, Inc., OneAmerica Securities, Inc., ING Financial Advisors, LLC, Fidelity Investments Institutional Services Company, Inc., Stifel, Nicolaus & Company, Incorporated, Copeland Equities, Inc., PlanMember Securities Corporation, PNC Funds Distributor, LLC, Newport Group Securities, Inc., and Northwestern Mutual Investment Services, LLC. William holds the following licenses: Series 6, 7, 63, 66, and SIE. William's areas of expertise include investment research, referrals to other advisors, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MO
02/15/2023 - Present
Northwestern Mutual Investment Services, LLC (Ballwin MO)
MO
09/30/2022 - 01/25/2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SAINT LOUIS MO)
FL
06/03/2019 - 10/29/2019
NEWPORT GROUP SECURITIES, INC. (LAKE MARY FL)
MO
08/16/2017 - 05/15/2019
PNC FUNDS DISTRIBUTOR, LLC (CLAYTON MO)
NY
05/03/2017 - 07/10/2017
PLANMEMBER SECURITIES CORPORATION (IRVINGTON NY)
MO
09/11/2015 - 08/09/2016
EDWARD JONES (ST. LOUIS MO)
CA
05/20/2010 - 11/19/2014
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
CA
07/11/2007 - 02/24/2009
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
OH
09/21/2006 - 07/10/2007
L.M. KOHN & COMPANY (CINCINNATI OH)
MO
09/01/2005 - 08/14/2006
CBIZ FINANCIAL SOLUTIONS, INC. (ST. LOUIS MO)
IN
09/01/2004 - 06/23/2005
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
CT
01/07/2004 - 11/02/2004
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
RI
01/08/2001 - 02/14/2002
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
MO
07/06/1995 - 10/04/1995
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
NJ
10/21/1994 - 04/27/1995
COPELAND EQUITIES, INC. (SOMERSET NJ)
BOTH
Issued 12/06/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/16/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2015
Series 7 - General Securities Representative Examination
BC
Issued 01/05/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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