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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam David Richards is a financial advisor with Cambridge Investment Research Advisors, Inc. William David Richards is registered with FINRA and has 22 state licenses. William David Richards has been in the industry since March 2019. William David Richards has experience at Edward Jones, Merrill Lynch, Pierce, Fenner & Smith Incorporated and HD Vest Investment Services. William David Richards provides financial planning, pension consulting, educational seminars, market timing services, selection of other advisers and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NC
08/15/2023 - Present
Cambridge Investment Research Advisors, Inc. (Chapel Hill NC)
GA
11/19/2021 - 07/17/2023
EDWARD JONES (ATLANTA GA)
GA
06/19/2019 - 11/24/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)
TX
03/01/2019 - 07/02/2019
HD VEST INVESTMENT SERVICES (DALLAS TX)
BOTH
Issued 06/28/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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