Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Pugh is a financial professional with D.e. Shaw Securities, LLC. William has been active in the industry since February 3, 2022, and has a broad range of experience in the securities industry. William has passed several professional examinations including the Series 7TO, Series 63, and the SIE exam. William is currently registered to offer securities and investment advisory services in all 50 states, the District of Columbia, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/04/2022 - Present
D.e. Shaw Securities, LLC (NEW YORK NY)
BC
Issued 03/29/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/22/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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