Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam David Pritchard is a financial professional with over 10 years of experience in the financial services industry. William is currently registered with Riversource Distributors, Inc. in Minneapolis, Minnesota. He has a strong background in securities and investment products, holding Series 6, Series 63, and SIE licenses. William is also a licensed investment advisor representative in Minnesota. He has worked with several financial firms including Transamerica Capital, Inc., Allstate Financial Services, LLC, AXA Advisors, LLC and Pruco Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
06/28/2021 - Present
Riversource Distributors, Inc. (Minneapolis MN)
CO
10/15/2020 - 06/02/2021
TRANSAMERICA CAPITAL, INC. (DENVER CO)
MN
12/20/2018 - 08/31/2020
ALLSTATE FINANCIAL SERVICES, LLC (Plymouth MN)
MN
08/24/2018 - 12/20/2018
AXA ADVISORS, LLC (MINNEAPOLIS MN)
MN
01/01/2012 - 01/31/2018
PRUCO SECURITIES, LLC. (PLYMOUTH MN)
IA
Issued 07/23/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/06/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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