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William David Miller

Osaic FS, Inc.

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About William David Miller

William Miller is a financial professional with over 17 years of experience in the financial services industry. William is currently registered as a Registered Representative and Investment Advisor Representative with Osaic FS, Inc. William has held previous positions with Woodbury Financial Services, Inc., LPL Financial LLC, PNC Investments, Natcity Investments, Inc., Wachovia Securities, LLC and Morgan Stanley DW Inc. William has a broad range of experience in providing financial advice and investment management services to individuals and businesses. William is committed to providing his clients with personalized financial advice and investment strategies designed to help them achieve their financial goals.

Firm Information

William Miller is currently registered with Osaic FS, Inc.. Osaic FS, Inc. is a Corporation that was formed on January 21, 1969. The firm is headquartered in FORT WAYNE, IN, United States. Osaic FS, Inc. is a registered investment advisor with the SEC and in 53 states. The firm has approximately 655 registered representatives and 371 investment advisor representatives. The firm manages approximately $4,483,164,358 in assets, including $1,240,351,270 in discretionary assets. The firm offers a variety of investment advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. The firm's client base includes individuals, corporations, and retirement plans.
Osaic FS, Inc.

1301 SOUTH HARRISON STREET

FORT WAYNE, IN 46802

$4.48B

Assets Under Management

300

Total Clients

311

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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retirement plan consulting services provided on limited basis.

Retirement plan consulting services provided on limited basis.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Miller’s Registration & Firm History

NC

01/07/2019 - Present

Osaic FS, Inc. (CARY NC)

NC

06/12/2015 - 01/02/2019

WOODBURY FINANCIAL SERVICES, INC. (CARY NC)

NC

07/22/2013 - 04/02/2015

LPL FINANCIAL LLC (CARY NC)

IL

11/13/2009 - 07/01/2013

PNC INVESTMENTS (PARK RIDGE IL)

IL

07/13/2006 - 11/13/2009

NATCITY INVESTMENTS, INC. (NILES IL)

NC

09/10/2004 - 07/14/2006

WACHOVIA SECURITIES, LLC (RESEARCH TRIANGLE PARK NC)

NY

08/13/2002 - 08/12/2003

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 08/27/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/05/2003

Series 31 - Futures Managed Funds Examination

BC

Issued 08/12/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for William David Miller. Review regulatory record here.
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