Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Leven is a financial advisor with over 20 years of experience in the financial services industry. William is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Houston, Texas. William provides a variety of financial services, including portfolio management for individuals and businesses, pension consulting, educational seminars, and selection of other advisors. William has a wide range of experience and expertise in the financial services industry. William has been a limited partner in a private equity and real estate investment firm and is a general partner in a firm that invests in single-family homes in Detroit. William is also a director on the board of the Boys & Girls Clubs of Greater Houston and serves on its finance and investment committees.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
07/17/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOUSTON TX)
TX
09/12/2003 - 07/13/2015
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
NY
01/03/2003 - 09/15/2003
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
11/07/2001 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
05/19/1992 - 07/20/2000
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 03/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1992
Series 3 - National Commodity Futures Examination
BC
Issued 05/18/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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