Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Jackman is a financial advisor registered with UBS Financial Services Inc. William has over 25 years of experience in the financial services industry. William has been registered with UBS since 2009. Prior to joining UBS, William was registered with Morgan Stanley and Goldman, Sachs. William is a licensed securities agent in 22 states and has the Series 3, 7, and 63 licenses. He also holds the Series 65 license and the SIE exam. William offers a variety of services including financial planning, investment management for individuals and businesses, portfolio management for investment companies, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
01/14/2009 - Present
UBS Financial Services Inc. (DALLAS TX)
TX
08/01/2005 - 01/16/2009
MORGAN STANLEY & CO. INCORPORATED (DALLAS TX)
NY
08/25/1995 - 07/20/2005
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 07/13/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1995
Series 3 - National Commodity Futures Examination
BC
Issued 08/24/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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