Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Herring is a registered representative with Allstate Financial Services, LLC. William has been in the securities industry since 1998. William holds licenses in 12 states for broker-dealer activities. William is also licensed by FINRA. William has passed the Series 6, Series 63 and SIE examinations. William's primary branch office location is in New Bern, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
11/25/2003 - Present
Allstate Financial Services, LLC (New Bern NC)
CT
10/20/1997 - 06/30/2003
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
BC
Issued 10/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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