linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

William David Hatton

Pgim Investments LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you William? Claim Your Profile

About William David Hatton

William David Hatton is a financial professional with over 30 years of experience in the financial services industry. William has a broad range of experience in various roles at multiple firms, including Quick & Reilly, Inc., Prudential Securities Incorporated, and PGIM Investments LLC. William is currently a Registered Representative with PGIM Investments LLC. William holds Series 63, Series 65, Series 7, Series 24 and Series 53 licenses.

Firm Information

William Hatton is currently registered with Pgim Investments LLC. Pgim Investments LLC is an investment advisor registered with the SEC. The firm has 144 licensed agents, 67 investment adviser representatives, 230 registered representatives, and 96 employees who perform investment advisory functions. The firm's regulatory assets under management total $315,351,503,018, with $315,351,503,018 being discretionary. The firm primarily provides advisory services to sponsors of wrap account platforms, investment companies, and business development companies.
Pgim Investments LLC

655 BROAD STREET

NEWARK, NJ 07102

$315.35B

Assets Under Management

8

Total Clients

75

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

William Hatton’s Registration & Firm History

NJ

04/14/2004 - Present

Pgim Investments LLC (NEWARK NJ)

NY

12/17/2001 - 01/29/2004

QUICK & REILLY, INC. (NEW YORK NY)

NY

04/18/1984 - 05/09/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

Not sure if William David Hatton is right for you?

Licenses & Designations

IA

Issued 04/15/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/18/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/23/1996

Series 24 - General Securities Principal Examination

BC

Issued 08/08/1994

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/14/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William David Hatton.
Not sure if William David Hatton is right for you?