Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam David Harbourne is a financial professional with over 20 years of experience in the financial services industry. William is currently registered with Evercore Group LLC and has held previous positions at International Strategy & Investment Group LLC, Oppenheimer & Co. Inc., Wells Fargo Securities, LLC, and Thomas Weisel Partners LLC. William holds a Series 7, Series 55, Series 57TO, and SIE licenses, and is registered in 37 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
12/23/2015 - Present
Evercore Group LLC (SAN FRANCISCO CA)
CA
02/18/2011 - 12/31/2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC (SAN FRANCISCO CA)
CA
11/16/2009 - 02/15/2011
OPPENHEIMER & CO. INC. (SAN FRANCISCO CA)
CA
06/30/2008 - 10/20/2009
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
CA
06/02/2000 - 07/02/2008
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
BC
Issued 08/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe EDGA Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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