Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam David Gorman has been in the financial industry since September 2004. Currently, William is registered with LPL Financial LLC, where William has held multiple positions over the years. Prior to this, William was a registered representative at UBS Financial Services INC. and CHASE SECURITIES, INC. William has a Series 66, Series 7 and SIE. William has a total of 24 approved state registrations, covering multiple states. William is also a Certified Financial Planner™. William is licensed to provide both brokerage and investment advisory services and has an active registration with the Securities and Exchange Commission.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
11/01/2024 - Present
LPL Financial LLC (LITTLE ROCK AR)
AR
01/01/2005 - 09/05/2006
UBS FINANCIAL SERVICES INC. (LITTLE ROCK AR)
NA
03/31/1990 - 07/23/1990
CHASE SECURITIES, INC.
BOTH
Issued 01/11/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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