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William David Geer

Smbc Nikko Securities America, Inc.

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About William David Geer

William David Geer is a registered representative with Smbc Nikko Securities America, Inc. in New York, NY. William has been in the industry since January 8, 2024. William previously worked with Mizuho Securities USA LLC. William holds the Series 16 exam.

Firm Information

William Geer is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

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William Geer’s Registration & Firm History

NY

08/26/2024 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

11/29/2023 - 07/15/2024

MIZUHO SECURITIES USA LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/29/2023

Series 16 - NYSE Supervisory Analyst Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William David Geer.
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