Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam David Bates is a financial advisor with Stancorp Equities, Inc. William has been in the securities industry since August 16, 2016 and is currently registered in Alabama, Georgia, North Carolina, and South Carolina. William holds the Series 6, Series 63, and SIE licenses. William was previously registered with Securian Financial Services, Inc. in St. Paul, Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OR
01/06/2023 - Present
Stancorp Equities, Inc. (PORTLAND OR)
MN
08/11/2016 - 12/31/2022
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
BC
Issued 07/07/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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