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William Dauska

Citizens JMP Securities, LLC

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About William Dauska

William Dauska is a financial advisor with Citizens JMP Securities, LLC located in Charlotte, North Carolina. William has been working in the securities industry since January 30, 2005. William holds a Series 7, Series 63, and Series 79TO license. Prior to joining Citizens JMP Securities, LLC, William worked at Citizens Capital Markets, Regions Securities LLC, SunTrust Robinson Humphrey, Inc., Wachovia Capital Markets, LLC, U.S. Bancorp Piper Jaffray Inc., Credit Suisse First Boston Corporation, and Donaldson, Lufkin & Jenrette Securities Corporation.

Firm Information

William Dauska is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Dauska’s Registration & Firm History

NC

08/01/2023 - Present

Citizens JMP Securities, LLC (CHARLOTTE NC)

NC

01/09/2023 - 08/01/2023

CITIZENS CAPITAL MARKETS (CHARLOTTE NC)

NC

06/18/2018 - 07/28/2022

REGIONS SECURITIES LLC (Charlotte NC)

NC

08/19/2008 - 04/11/2018

SUNTRUST ROBINSON HUMPHREY, INC. (CHARLOTTE NC)

NC

01/11/2006 - 07/02/2008

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

MN

04/19/2002 - 07/10/2003

U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)

NY

12/18/2000 - 05/22/2001

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NJ

11/29/2000 - 12/18/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 01/07/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/10/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Dauska.
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