Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Joyce is an active investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. William has over 30 years of experience in the financial services industry and has held several positions with various firms, including Raymond James & Associates, Inc., BANC of America Investment Services, Inc., Wachovia Securities, Inc., and First Union Brokerage Services, Inc. William has also held a position with Prudential Insurance Company of America. William is registered with the state of Florida and holds a Series 63 and Series 65 license. William is also a registered principal with Merrill Lynch, Pierce, Fenner & Smith Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/13/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAKE MARY FL)
FL
06/25/2019 - 04/22/2022
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
10/23/2009 - 07/05/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NC
08/07/2002 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MO
10/01/2000 - 07/05/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
09/02/1993 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NJ
12/10/1993 - 07/31/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
04/22/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NY
01/25/1993 - 08/09/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
07/10/1992 - 02/02/1993
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
08/30/1991 - 07/28/1992
J. W. GANT & ASSOCIATES, INC.
NJ
04/22/1991 - 09/17/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NA
05/23/1989 - 10/19/1990
J. W. GANT & ASSOCIATES, INC.
IA
Issued 05/30/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/27/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/05/1994
Series 24 - General Securities Principal Examination
BC
Issued 07/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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