Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Daniel Grafton has been in the financial services industry since 1973. William is currently registered with LPL Financial LLC in Florida and Texas. William has a strong background in financial services, having previously held positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Securities, LLC, Prudential Securities Incorporated, Dean Witter Reynolds Inc., DuPont Walston, Incorporated, and DuPont Glore Forgan Inc. William holds a variety of licenses and certifications, including Series 4, Series 7TO, Series 9, Series 10, Series 24, Series 52TO, Series 63, and Series 65. William offers a range of financial services, including financial planning, portfolio management for individuals and businesses, and consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/23/2024 - Present
LPL Financial LLC (WINTER PARK FL)
FL
10/19/2007 - 03/22/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WINTER PARK FL)
FL
07/01/2003 - 10/29/2007
WACHOVIA SECURITIES, LLC (ORLANDO FL)
NY
08/20/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/09/1987 - 09/20/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
09/26/1978 - 03/13/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
03/12/1974 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
NA
07/02/1973 - 03/18/1974
DUPONT WALSTON, INCORPORATED
NA
01/02/1973 - 07/02/1973
DUPONT GLORE FORGAN INC
IA
Issued 01/24/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/20/1980
Series 4 - Registered Options Principal Examination
BC
Issued 06/17/1980
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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