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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Gleavy is an Investment Advisor Representative with Kaizen Retirement Plan Advisors, LLC. William Gleavy has been in the industry for over 20 years and holds Series 6, 7, 63, 66, and SIE licenses. William Gleavy has worked for various financial institutions throughout their career, including CUNA Brokerage Services, Inc. and Charles Schwab & Co., Inc. William Gleavy is registered in Massachusetts and specializes in providing retirement planning, pension consulting and portfolio management services to individuals, businesses and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
10/04/2017 - Present
Kaizen Retirement Plan Advisors, LLC (QUINCY MA)
TX
01/17/2002 - 01/30/2017
CUNA BROKERAGE SERVICES, INC. (DALLAS TX)
TX
01/24/1995 - 05/25/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
RI
03/12/1993 - 09/26/1994
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 01/10/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/31/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/1994
Series 7 - General Securities Representative Examination
BC
Issued 03/09/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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