Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Daniel Gallagher is a financial professional with over 40 years of experience in the industry. William is currently registered with Wells Fargo Clearing Services, LLC and holds licenses for both securities and investment advisory services. William has a background in providing financial advice to individuals, businesses, and institutional clients, and has worked at prominent firms such as J.P. Morgan Securities LLC, Chase Investment Services Corp., and BANC One Securities Corporation. William's expertise is in providing financial planning, portfolio management, and investment consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
04/11/2022 - Present
Wells Fargo Clearing Services, LLC (GILBERT AZ)
AZ
10/01/2012 - 05/09/2014
J.P. MORGAN SECURITIES LLC (GILBERT AZ)
AZ
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (GILBERT AZ)
IL
01/07/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MO
08/07/2001 - 01/16/2004
FIRST HEARTLAND CAPITAL, INC. (LAKE ST. LOUIS MO)
CA
02/15/2000 - 08/09/2001
MARQUIS FINANCIAL SERVICES, INC. (TARZANA CA)
MA
08/20/1982 - 02/11/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
08/20/1982 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/17/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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