Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Gotses is an investment advisor representative with Colorado Financial Service Corp. William has been in the financial services industry since August 9, 1989. William's current firm is Colorado Financial Service Corp. William is registered with the following states: Arizona, California, Colorado, Florida, North Carolina, Oregon, Texas, and Washington. William holds the Series 7, Series 63 and Series 65 securities licenses and is also registered as an Investment Advisor Representative. William is a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
10/12/2017 - Present
Colorado Financial Service Corp. (CENTENNIAL CO)
CA
02/23/2017 - 05/24/2017
SILBER BENNETT FINANCIAL, INC. (ENCINO CA)
CA
11/22/2011 - 12/15/2016
U.S. BANCORP INVESTMENTS, INC. (SAN DIEGO CA)
CA
10/23/2009 - 11/28/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN DIEGO CA)
CA
07/12/1999 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ENCINITAS CA)
CA
04/03/1997 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
CA
11/19/1993 - 02/21/1997
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
OR
12/03/1990 - 11/19/1993
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NA
04/16/1990 - 12/14/1990
PAMCO SECURITIES AND INSURANCE SERVICES
NA
04/17/1990 - 12/06/1990
GAF FINANCIAL AND INSURANCE SERVICES
NA
08/10/1989 - 12/13/1989
J. W. GANT & ASSOCIATES, INC.
NA
01/05/1989 - 08/08/1989
L.F. THOMPSON & COMPANY
NA
12/20/1988 - 01/18/1989
THE STUART-JAMES COMPANY, INCORPORATED
IA
Issued 03/17/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/04/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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