Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Dale Thomas is a financial advisor with over 30 years of experience in the financial services industry. William is currently registered as a broker-dealer and investment advisor representative with Raymond James Financial Services Advisors, Inc. in Akron, Ohio. William has previously worked with Wells Fargo Advisors Financial Network, LLC, Wachovia Securities, LLC, First Union Capital Markets Corp., and Prudential Securities Incorporated. William is licensed to provide financial advice in 35 states and holds the Series 7, Series 31, Series 63, Series 65, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OH
02/11/2015 - Present
Raymond James Financial Services Advisors, Inc. (AKRON OH)
OH
09/22/2003 - 01/16/2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (FAIRLAWN OH)
MO
10/01/1999 - 09/26/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
02/23/1996 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
05/28/1992 - 03/05/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 11/16/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/11/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 5/26/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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