Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Robertson is a registered representative with LPL Financial LLC. William has been in the industry since 1998 and has passed the Series 63, 65, 7, 24, 28, and SIE exams. William has been registered in 14 states for both broker-dealer and investment advisor services. William has also worked for Ameriprise Financial Services, Inc. and Indiana Merchant Banking and Brokerage Co., Inc. William is also the owner of Bill Robertson & Associates, Inc. This entity is a DBA for LPL business. William is also a sole proprietor of William D Robertson and is a registered representative of RGS Financial Group.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
06/18/2019 - Present
LPL Financial LLC (BARGERSVILLE IN)
IN
06/03/2011 - 06/17/2019
AMERIPRISE FINANCIAL SERVICES, INC. (GREENWOOD IN)
IN
07/12/1999 - 06/30/2011
INDIANA MERCHANT BANKING AND BROKERAGE CO., INC. (INDIANAPOLIS IN)
NJ
02/23/1998 - 07/26/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 03/27/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2001
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 07/28/2000
Series 4 - Registered Options Principal Examination
BC
Issued 07/06/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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