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William Dale Patrick

Morgan Stanley

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About William Dale Patrick

William Dale Patrick is a financial advisor with over 30 years of experience in the industry. William has worked at Morgan Stanley since June 2016, having previously been with Merrill Lynch. William is a Series 7 and Series 63 licensed professional and also holds a Series 65 license. William is a registered investment advisor and a broker-dealer in a number of states. William specializes in portfolio management for individuals, investment companies, and businesses. William's expertise includes asset allocation advice, financial planning, and pension consulting. William is committed to providing his clients with personalized financial advice and guidance.

Firm Information

William Patrick is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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William Patrick’s Registration & Firm History

GA

06/03/2016 - Present

Morgan Stanley (Atlanta GA)

GA

10/23/2009 - 06/06/2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PEACHTREE CITY GA)

GA

01/01/1998 - 10/23/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (PEACHTREE CITY GA)

NA

06/07/1993 - 01/01/1998

NATIONSSECURITIES

MA

03/03/1993 - 06/07/1993

NATIONSBANC SECURITIES, INC. (BOSTON MA)

CA

07/25/1990 - 02/03/1993

ASB FINANCIAL SERVICES (IRVINE CA)

NY

02/26/1988 - 07/26/1990

MONY SECURITIES CORP. (NEW YORK NY)

NA

06/11/1986 - 03/05/1988

FSC SECURITIES CORPORATION

NA

07/24/1985 - 05/08/1986

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

IA

Issued 10/23/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/21/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/20/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for William Dale Patrick. Review regulatory record here.
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