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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Dale Kelly is an Investment Advisor Representative with Prime Capital Financial. William has been in the financial services industry for over 17 years, working with individual and institutional clients. William is a Series 6, 7, 63, and 65 licensed professional. William has extensive experience in providing financial planning, retirement planning, and investment management services. William holds registrations in Tennessee. William is also associated with Prime Capital Investment Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Seminar fees, promoter fees, subscription fee financial plans
1
2
KS
04/28/2023 - Present
Prime Capital Financial (OVERLAND PARK KS)
TN
01/29/2015 - 12/05/2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (MEMPHIS TN)
MN
11/29/2013 - 11/04/2014
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
AL
03/07/2011 - 10/18/2013
BB&T INVESTMENT SERVICES, INC. (HUNTSVILLE AL)
AL
01/14/2008 - 02/28/2011
BBVA COMPASS INVESTMENT SOLUTIONS, INC (DECATUR AL)
AL
12/11/2006 - 12/31/2007
WACHOVIA SECURITIES, LLC (FLORENCE AL)
MA
06/15/2005 - 04/18/2006
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/15/2005 - 04/18/2006
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 04/29/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/11/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2008
Series 7 - General Securities Representative Examination
BC
Issued 06/14/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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