Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Dakis is a registered representative with Broadridge Business Process Outsourcing, LLC. William has 2 securities exams including Series 99, and Series SIE and has been in the industry since June 2013. William is located in Newark, New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/21/2013 - Present
Broadridge Business Process Outsourcing, LLC (Newark NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2013
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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